securities and exchange commission (usa)
Report: Brokers Are Erasing Customer Complaints From Popular Investor Website
Markets - Published date: .
Brokers have been asking for their complaint records on BrokerCheck to be wiped clean at soaring rates. Read more
Capitol Report: SEC Examination Of Quarterly Reporting Schedule Focuses On Balancing Costs With Need For Disclosure
Markets - Published date: .
The Securities and Exchange Commission held a two-part public panel discussion on Thursday to ask again if reporting ear... Read more
Heres One Powerful Way To Control CEO Pay
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A new study by the Economic Policy Institute examines ways to make the workplace more equitable. Read more
The Wall Street Journal: SEC Accuses Developer Robert Morgan Of Scamming Investors
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The federal government accused one of the nation’s largest landlords with running a “Ponzi scheme-like” effort us... Read more
Want To Be A Whistleblower? Heres What You Need To Know
Markets - Published date: .
Legal experts and whistleblowers share advice on how to say something when you see something. Read more
Capitol Report: What Could Be Learned From Trumps Tax Returns
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If Congress gets Trump’s taxes, it will reveal information about the sources of Trump’s income and any foreign bank ... Read more
Capitol Report: ICO Promoters More Careful But Still Using SEC Back Door To Raise Funds
Markets - Published date: .
Recent SEC enforcement against unregistered ICOs has slowed but not stopped a steady stream from continuing to use Form ... Read more
Capitol Report: Executives And Directors Are Insider Trading On Advance Knowledge Of Audit Issues, New Study Finds
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Corporate insiders are trading on material non-public information available after earnings are released but before audit... Read more
Called To Account: Buffett Criticizes Others For Using Non-standard Accounting Metrics—but He Does Too
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Buffett admits he overpaid for Kraft, after Kraft Heinz took a $15 billion charge-off that flowed through to Berkshire, ... Read more
Capitol Report: SEC Proposes To Give Big Investors IPO Information Edge Over Retail Investors
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The SEC proposed to all companies a chance to “test-the-waters” in advance of an IPO filing with big investors while... Read more
Capitol Report: The Sanders, Schumer Buyback Test Would Block Almost All Company Stock Repurchases
Markets - Published date: .
The criteria that Sens. Bernie Sanders and Charles Schumer want for companies to conduct stock buybacks may prevent most... Read more
Capitol Report: Meet The Lawyers Who Pivoted From Defending DUIs To Advising Initial Coin Offerings
Markets - Published date: .
Two young Texas lawyers pivoted from DUI defense to the busiest lawyers in 2018 in the global game of filing SEC-sancti... Read more