regulation
Draft Regulations Offer FCA Powers To Restrict Short Selling In 'exceptional Circumstances'
Markets - Published date: .
HM Treasury’s short selling regulations policy note has revealed the Financial Conduct Authority is set to receive p... Read more
Financial Services Industry Bodies Call For Greater Clarity On FCA D&I Proposals
Markets - Published date: .
Financial services industry bodies have welcomed the diversity and inclusion proposals introduced by the UK’s financ... Read more
FCA: Firms Have 'further To Go' To Meet Upcoming ESG Labelling Regulation
Markets - Published date: .
The Financial Conduct Authority has determined there is still a notable amount of progress to be made by fund managers... Read more
Morgan Stanley's Wealth Management Arm Under Scrutiny By Federal Reserve - Reports
Markets - Published date: .
The US Federal Reserve is looking into Morgan Stanley’s wealth management arm, with a focus on identifying whether t... Read more
FCA Takes Aim At Wealth Managers Over High-risk And High-fee Products
Markets - Published date: .
The Financial Conduct Authority has slammed wealth management and stockbroking firms over practices that the regulator... Read more
UK To Outline Regulatory Rules For ESG Ratings Industry As Early As January 2024
Markets - Published date: .
The UK Treasury is set to outline the regulatory regime for ESG ratings providers at the start of next year. Read more
FCA Issues Guidance For Crypto Marketing
Markets - Published date: .
The Financial Conduct Authority has released guidance for crypto firms to support them complying with the newly introd... Read more
Former FCA Chair Slams Proposed Crypto Regulation From Government
Markets - Published date: .
Charles Randell, former chair of the Financial Conduct Authority, has strongly criticised the proposed cryptocurrency ... Read more
Industry Bodies Agree Standardised Responsible Investment Definitions
Markets - Published date: .
The CFA Institute, the UN Principles for Responsible Investment body and the Global Sustainable Investment Alliance ha... Read more
FCA Warns 'top Priority' Consumer Duty 'not Once And Done' Event
Markets - Published date: .
The Consumer Duty remains the Financial Conduct Authority’s ‘top priority’ and adherence will be closely monitor... Read more
Scottish Mortgage Welcomes FCA Review Into Private Markets Valuations
Markets - Published date: .
Scottish Mortgage has welcomed the Financial Conduct Authority’s review into private markets valuations, as the inve... Read more
FCA Continues Review Into NatWest After 'potential Regulatory Breaches' Identified Over Coutts Incident
Markets - Published date: .
The Financial Conduct Authority is continuing its review into NatWest Group after the independent report carried out b... Read more
The Strange Case Of Financial Services And The Corporate Sustainability Due Diligence Directive
Markets - Published date: .
It is time for the financial services industry to embrace, not disown, the bad within their portfolios. Read more
FCA Removes Cap On Bankers' Bonuses To Mixed Reactions
Markets - Published date: .
UK regulators have moved to scrap the cap on bankers’ bonuses from the end of this month, following ten months of ex... Read more
Deep Dive: MiFID II Could Open Path For A Nuclear Resurgence
Markets - Published date: .
The ingrained focus on sustainability built into EU investor protection policy MiFID II could see the nuclear power se... Read more
Higher For Longer: Private Markets May Be Due A Reckoning After A Decade Of Stellar Growth
Markets - Published date: .
A higher for longer interest rates environment is poised to weigh heavily on the growth and performance of the private... Read more
FCA Turns Attention To Private Market Valuations
Markets - Published date: .
This month the UK’s financial regulator, the Financial Conduct Authority, said at its annual public meeting (October... Read more
House Of Lords To 'scrutinise' Relationship Between UK Regulators And Government
Markets - Published date: .
The House of Lords Industry and Regulators Committee has announced that its next inquiry will "scrutinise" the relatio... Read more
Deep Dive: Investors Recognise LTAF Potential But Structure Has Yet To Build Market Credibility
Markets - Published date: .
The potential to provide higher risk-adjusted returns and a wider pool of investment opportunities has driven some ass... Read more
St James's Place Under Regulatory Scrutiny To Reform Fee Structure - Reports
Markets - Published date: .
St James’s Place is facing pressure from regulators to reform its fee model in a bid to comply with the recently int... Read more
