MiFID II


Minister For Investment Johnson: 'We Want To Work With Wealth Sector To Mould Regulations Effectively'

Markets - Published date: .

Dominic Johnson, minister for investment, has highlighted the importance of relieving the burdens on wealth management... Read more

Divergence In Consumer Duty Application Could Push Asset Managers Out Of UK Retail Market

Markets - Published date: .

The Financial Conduct Authority’s Consumer Duty could risk forcing asset management firms to pull UK retail products... Read more

Deep Dive: MiFID II Could Open Path For A Nuclear Resurgence

Markets - Published date: .

The ingrained focus on sustainability built into EU investor protection policy MiFID II could see the nuclear power se... Read more

Deregulation Pressure Rises As FCA Chief Bailey Eyes Post-Brexit Change

Markets - Published date: .

Calls for the post-Brexit deregulation of the City were again brought to the fore last week, when a Tory MP hosting an ... Read more

The Top Down: Neptune's James Dowey On The 'one Issue More Important Than Brexit' For Asset Managers

Markets - Published date: .

In this month's edition of The Top Down, Jayna Rana and Mike Sheen talk to James Dowey, CIO and chief economist at Nept... Read more

How Can Fund Selectors Really Carry Out Due Diligence?

Markets - Published date: .

When you reflect on your funds' due diligence process, do you or your colleagues ever question how robust it is? Indepe... Read more

MiFID II Rules Draining SMID-cap Stock Liquidity

Markets - Published date: .

MiFID II has reduced liquidity and demand for small and mid-cap stocks, a new report has revealed. Read more

FCA Prioritises Brexit In 'challenging Year'

Markets - Published date: .

The Financial Conduct Authority (FCA) has revealed the escalating cost of Brexit it faces, as it prioritises its role i... Read more

FCA's Bailey: The 'larger' Number Of Open-ended Funds Could Be A Risk To Market Stability

Markets - Published date: .

Chief executive of the Financial Conduct Authority (FCA) Andrew Bailey has listed a number of factors that could jeopar... Read more

Ten Golden Rules For The Investment Industry In Challenging Times

Markets - Published date: .

Gary Baker, managing director, EMEA and industry and policy research of the CFA Institute, reveals the ten most importa... Read more

Charles Stanley Warns 'major Regulatory Change' May Impact Third And 'hardest Step' Of Turnaround

Markets - Published date: .

Charles Stanley has said it has achieved the first two steps towards becoming "the UK's leading wealth manager by 2020"... Read more

PIMCO's Dawson And Blute: We See Asset Management M&A As A Chance To Bring Talent To PIMCO

Markets - Published date: .

Tom Eckett talks to PIMCO's head of EMEA Craig Dawson and its head of global wealth management and product management R... Read more